WebTopic 1: Regulatory overview of the Hong Kong financial industry Topic 2: Principles of relevant Hong Kong law and the Companies Ordinance Topic 3: Securities and Futures Ordinance Topic 4: Licensing and registration, and subsidiary legislation Topic 5: Business conduct and client relations Topic 6: Business operations and practice WebCategory : Securities Publisher : Aspen Publishers Published : 1995 Type : PDF & EPUB Page : 1454 Download → . Description: When you need a quick answer to a securities question, turn to FUNDAMENTALS OF SECURITIES REGULATION. Loss and Seligman have distilled their authoritative 11-volume treatise, SECURITIES REGULATION, into …
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